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The Formation of the Intellectuals (from The Prison Notebooks)
by Antonio Gramsci
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"The central argument of Gramsci's essay on the formation of the intellectuals is simple. The notion of "the intellectuals" as a distinct social category independent of class is a myth. All are potentially intellectuals in the sense of having an intellect and using it, but not all are intellectuals by social function. Intellectuals in the functional sense fall into two groups. In the first place there are the "traditional" professional intellectuals, literary, scientific and so on, whose position in the interstices of society has a certain inter-class aura about it but derives ultimately from past and present class relations and conceals an attachment to various historical class formations. Secondly, there are the "organic" intellectuals, the thinking and organising element of a particular fundamental social class. These organic intellectuals are distinguished less by their profession, which may be any job characteristic of their class, than by their function in directing the ideas and aspirations of the class to which they organically belong."

Are intellectuals an autonomous and independent social group, or does every social group have its own particular specialised category of intellectuals ? The problem is a complex one, because of the variety of forms assumed to date by the real historical process of formation of the different categories of intellectuals.

The most important of these forms are two:1. The Italian word here is "celi" which does not carry quite the same con­notations as "strata", but which we have been forced to translate in that way for lack of alternatives. It should be noted that Gramsci tends, for reasons of censor­ship, to avoid using the word class in contexts where its Marxist overtones would be apparent, preferring (as for example in this sentence) the more neutral "social group". The word "group", however, is not always a euphemism for "class", and to avoid ambiguity Gramsci uses the phrase "fundamental social group" when he wishes to emphasise the fact that he is referring to one or other of the major social classes (bourgeoisie, proletariat) defined in strict Marxist terms by its position in the fundamental relations of production. Class groupings which do not have this fundamental role are often described as "castes" (aristocracy, etc.). The word "category", on the other hand, which also occurs on this page, Gramsci tends to use in the standard Italian sense of members of a trade or profession, though also more generally. Throughout this edition we have rendered Gramsci's usage as literally as possible.
2. See Note on Gramsci's terminology (It boils down to "Questions of censorship apart, Gramsci's terminology presents a number of difficulties to the translator." He was trying to avoid the prison censors in Italian and the translators are like yikes).

1. Every social group, coming into existence on the original terrain ofan essential function in the world ofeconomic production, creates together with itself, organically, one or more strata1 of intellectuals which give it homogeneity and an awareness of its own function not only in the economic but also in the social and political fields. The capitalist entrepreneur creates alongside himself the industrial technician, the specialist in political economy, the organisers of a new culture, of a new legal system, etc. It should be noted that the entrepreneur himself represents a higher level of social elaboration, already characterised by a certain directive [dirigente]2 and technical (i.e. intellectual) capacity: he must have a certain technical capacity, not only in the limited sphere of his activity and initiative but in other spheres as well, at least in those which are closest to economic production. He must be an organiser of masses of men; he must be an organiser of the "confidence" of investors in his business, of the customers for his product, etc.

If not all entrepreneurs, at least an elite amongst them must have the capacity to be an organiser of society in general, including all its complex organism of services, right up to the state organism, because of the need to create the conditions most favorable to the expansion of their own class; or at the least they must possess the capacity to choose the deputies (specialised employees) to whom to entrust this activity of organising the general system of relationships external to the business itself. It can be observed that the "organic" intellectuals which every new class creates alongside itself and elaborates in the course of its development, are for the most part "specialisations" of partial aspects of the primitive activity of the new social type which the new class has brought into prominence.*

* Mosca's Elementi di Scienz;a Politica (new expanded edition, 1923) are worth looking at in this connection. Mosca's so-called "political class"3is nothing other than the intellectual category of the dominant social group. Mosca's concept of "political class" can be connected with Pareto's concept of the elite, which is another attempt to interpret the historical phenomenon of the intellectuals and their function in the life of the state and of society. Mosca's book is an enonuous hotch-potch, of a sociological and positivistic character, plus the tendentiousnes of immediate politics which makes it less indigestible and livelier from a literary point of view.

3. Usually translated in English as "ruling class", which is also the title of the English version of Mosca's Elementi (G. Mosca, The Ruling Class, New York 1939). Gaetano Mosca (1858-1941) was, together with Pareto and Michels, one of the major early Italian exponents of the theory of political elites. Although sym­pathetic to fascism, Mosca was basically a conservative, who saw the elite in rather more static terms than did some of his fellows.

Even feudal lords were possessors of a particular technical capacity, military capacity, and it is precisely from the moment at which the aristocracy loses its monopoly of technico-military capacity that the crisis of feudalism begins. But the formation of intellectuals in the feudal world and in the preceding classical world is a question to be examined separately: this formation and elaboration follows ways and means which must be studied con­cretely. Thus it is to be noted that the mass of the peasantry, although it performs an essential function in the world of production, does not elaborate its own "organic" intellectuals, nor does it "assimilate" any stratum of "traditional" intellectuals, although it is from the peasantry that other social groups draw many of their intellectuals and a high proportion of traditional intellectuals are of peasant origin.4

4. Notably in Southern Italy. ... Gramsci's general argument, here as else­where in the Quaderni, is that the person of peasant origin who becomes an "intellectual" (priest, lawyer, etc.) generally thereby ceases to be organically linked to his class of origin. One of the essential differences between, say, the Catholic Church and the revolutionary party of the working class lies in the fact that, ideally, the proletariat should be able to generate its own "organic" intellectuals within the class and who remain intellectuals of their class.

2. However, every "essential" social group which emerges into history out ofthe preceding economic structure, and as an expression of a development of this structure, has found (at least in all of history up to the present) categories of intellectuals already in existence and which seemed indeed to represent an historical continuity uninterrupted even by the most complicated and radical changes in political and social forms.

The most typical of these categories of intellectuals is that of the ecclesiastics, who for a long time (for a whole phase of history, which is pardy characterised by this very monopoly) held a monopoly of a number of important services: religious ideology, that is the philosophy and science of the age, together with schools, education, morality, justice, charity, good works, etc. The category of ecclesiastics can be considered the category of intellectuals organically bound to the landed aristocracy. It had equal status juridically with the aristocracy, with which it shared the exercise offeudal ownership ofland, and the use ofstate privileges connected with property.*But the monopoly held by the ecclesiastics in the superstructural field ** was not exercis ed without a struggle or without limitations, and hence there took place the birth, in various forms (to be gone into and studied concretely), ofother categories. favoured and enabled to expand by the growing strength of the central power of the monarch, right up to absolutism. Thus we find the foonation of the noblesse de robe, with its own privileges, a stratum of administrators, etc., scholars and scientists, theorists, non-ecclesiastical philosophers, etc.

* For one category of these intellectuals, possibly the most important after the ecclesiastical for its prestige and the social function it performed in primitive societies, the category of medical men in the wide sense, that is al those who "struggle" or seem to struggle against death and disease, compare the Storia della medicina of Arturo Castiglioni. Note that there has been a connection between religion and medicine, and in certain areas there still is: hospitals in the hands of religious orders for certain organisational functions, apart from the fact that wherever the doctor appears, so does the priest (exorcism, various forms of asistance, etc.). Many great religious figures were and are conceived of as great "healers" : the idea of miracles, up to the resurrection of the dead. Even in the case of kings the belief long survived that they could heal with the laying on of hands, etc.
** From this has come the general sense of "intellectual" or "specialist" of the word "chierico" (clerk, cleric) in many languages of romance origin or heavily influenced, through church Latin, by the romance languages, together with its correlative "laico" (lay, layman) in the sense of profane, non-specialist.

Since these various categories of traditional intellectuals experience through an "esprit de corps" their uninterrupted historical continuity and their special qualification, they thus put themselves forward as autonomous and independent of the dominant social group. This self-assessment is not without consequences in the ideological and political field, consequences of wide-ranging import. The whole of idealist philosophy can easily be connected with this position assumed by the social complex of intellectuals and can be defined as the expression of that social utopia by which the intellectuals think of themselves as "independent", autonomous, endowed with a character of their own, etc.

One should note however that if the Pope and the leading hierarchy of the Church consider themselves more linked to Christ and to the apostles than they are to senators Agnelli and Benni,5 5. Heads of FIAT and Montecatini (Chemicals) respectively.

Benedetto Croce had been a pupil of Labriola and for a short period, between 1895 and 1900, professed himself a Marxist. He soon defected, declaring Marxism to be useful only as a "simple canon of historical enquiry and research" and pronouncing, with charac­ teristic arrogance, "the death of theoretical Marxism in Italy" coincidental with his own defection. Croce's influence on the whole of Italian culture right up to the present time cannot be over­ estimated. Despite his abandonment of Marxism many of his ideas continued to strike an echoing chord among young intellectuals of the left in the pre-fascist period: notably his secularism and his opposition to the previously dominant ideology of positivism. Politically his role was always ambiguous. His calls for ethical renewal had dangerous overtones, as his support for Mussolini in the early twenties was to show. But his continued association with the French theorist of syndicalism, Georges Sorel, helped to sustain the illusion that his could be a philosophy for the Left. Looking back on his student days, Gramsci w a s to describe himself self-critically as having been, in his youth, "tendentially Crocean", and many of his early articles have a distinct Orocean ring about them.
the same does not hold for Gentile and Croce, for example: Croce in particular feels himself closely linked to Aristotle and Plato, but he does not conceal, on the other hand, his links with senators Agnelli and Benni, and it is precisely here that one can discern the most significant character of Croce's philosophy.

What are the "maximum" limits of acceptance of the term "intellectual"? Can one find a unitary criterion to characterise equally all the diverse and disparate activities of intellectuals and to distinguish these at the same time and in an essential way from the activities of other social groupings? The most widespread error of method seems to me that of having looked for this criterion of distinction in the intrinsic nature of intellectual activities, rather than in the ensemble of the system of relations in which these activities (and therefore the intellectual groups who personify them) have their place within the general complex of social relations. Indeed the worker or proletarian, for example, is not specifically characterised by his manual or instrumental work, but by performing this work in specific conditions and in specific social relations (apart from the consideration that purely physical labour does not exist and that even Taylor's phrase of "trained gorilla"6 is a meta­phor to indicate a limit in a certain direction: in any physical work, even the most degraded and mechanical, there exists a minimum of technical qualification, that is, a minimum of creative intellectual activity.) And we have already observed that the entrepreneur, by virtue of his very function, must have to some degree a certain number of qualifications of an intellectual nature although his part in society is determined not by these, but by the general social relations which specifically characterise the position of the entre­preneur within industry.

6. For Frederick Taylor and his notion of the manual worker as a "trained gorilla", see Gramsci's essay Americanism and Fordism

* Thus, because it can happen that everyone at some time fries a couple of eggs or sews up a tear in a jacket, we do not necessarily say that everyone is a cook or a tailor.

All men are intellectuals, one could therefore say: but not all men have in society the function of intellectuals.*

When one distinguishes between intellectuals and non­ intellectuals, one is referring in reality only to the immediate social function of the professional category of the intellectuals, that is, one has in mind the direction in which their specific professional activity is weighted, whether towards intellectual elaboration or towards muscular-nervous effort. This means that, although one can speak of intellectuals, one cannot speak of non-intellectuals, because non-intellectuals do not exist. But even the relationship between efforts of intellectual-cerebral elaboration and muscular­ nervous effort is not always the same, so that there are varying degrees of specific intellectual activity. There is no human activity from which every form ofintellectual participation can be excluded: homo faber cannot be separated from homo sapiens.7 7. i.e. Man the maker (or tool-bearer) and Man the thinker.Each man, finally, outside his professional activity, carries on some form of intellectual activity, that is, he is a "philosopher", an artist, a man of taste, he participates in a particular conception of the world, has a conscious line of moral conduct, and therefore contributes to sustain a conception of the world or to modify it, that is, to bring into being new modes of thought.

The problem of creating a new stratum of intellectuals consists therefore in the critical elaboration of the intellectual activity that exists in everyone at a certain degree of development, modifying its relationship with the muscular-nervous effort towards a new equilibrium, and ensuring that the muscular-nervous effort itself, in so far as it is an element of a general practical activity, which is perpetually innovating the physical and social world, becomes the foundation of a new and integral conception of the world. The traditional and vulgarised type of the intellectual is given by the man of letters, the philosopher, the artist. Therefore journalists, who claim to be men of letters, philosophers, artists, also regard themselves as the "true" intellectuals. In the modern world, technical education, closely bound to industrial labor even at the most primitive and unqualified level, must form the basis of the new type of intellectual.

8. The Ordine Nuovo, the magazine edited by Gramsci during his days as a militant in Turin, ran as a "weekly review of Socialist culture" in 1919 and 1920.

On this basis the weekly Ordine Nuovo8 worked to develop certain forms of new intellectualism and to determine its new concepts, and this was not the least of the reasons for its success, since such a conception corresponded to latent aspirations and conformed to the development of the real forms of life. The mode of being of the new intellectual can no longer consist in eloquence, which is an exterior and momentary mover of feelings and passions, but in active participation in practical life, as constructor, organiser, "permanent persuader" and not just a simple orator (but superior at the same time to the abstract mathematical spirit); from technique-as-work one proceeds to technique-as-science and to the humanistic conception of history, without which one remains "specialised" and does not become "directive"9 (specialised and political). 9. "Dirigente." This extremely condensed and elliptical sentence contains a numberofkeyGramscianideas: onthepossibilityofproletarianculturalhegemony through domination of the work process, on the distinction between organic intellectuals of the working clas and traditional intellectuals from outside, on the unity of theory and practice as a basic Marxist postulate, etc.

Thus there are historically formed specialised categories for the exercise of the intellectual function. They are formed in connection with all social groups, but especially in connection with the more important, and they undergo more extensive and complex elabora­ tion in connection with the dominant social group. One of the most important characteristics of any group that is developing towards dominance is its struggle to assimilate and to conquer "ideologically" the traditional intellectuals, but this assimilation and conquest is made quicker and more efficacious the more the group in question succeeds in simultaneously elaborating its own organic intellectuals.

The enormous development of activity and organisation of education in the broad sense in the societies that emerged from the medieval world is an index of the importance assumed in the modern world by intellectual functions and categories. Parallel with the attempt to deepen and to broaden the "intellectuality" of each individual, there has also been an attempt to multiply and narrow the various specialisations. This can be seen from educational institutions at all levels, up to and including the organisms that exist to promote so-called "high culture" in all fields of science and technology.

School is the instrument through which intellectuals of various levels are elaborated. The complexity of the intellectual function in different states can be measured objectively by the number and gradation of specialised schools: the more extensive the "area" covered by education and the more numerous the "vertical" "levels" of schooling, the more complex is the cultural world, the civilisation, of a particular state. A point of comparison can be found in the sphere of industrial technology: the industrialisation of a country can be measured by how well-equipped it is in the produc­tion of machines with which to produce machines, and in the manufacture of ever more accurate instruments for making both machines and further instruments for making machines, etc. The country which is best equipped in the construction of instruments for experimental scientific laboratories and in the construction of instruments with which to test the first instruments, can be regarded as the most complex in the technical-industrial field, with the highest level of civilisation, etc. The same applies to the preparation of intellectuals and to the schools dedicated to this preparation; schools and institutes of high culture can be assimilated to each other. In this field also, quantity cannot be separated from quality. To the most refined technical-cultural specialisation there cannot but correspond the maximum possible diffusion of primary educa­tion and the maximum care taken to expand the middle grades numerically as much as possible. Naturally this need to provide the widest base possible for the selection and elaboration of the top intellectual qualifications—i.e. to give a democratic structure to high culture and top-level technology—is not without its dis­advantages: it creates the possibility of vast crises of unemployment for the middle intellectual strata, and in all modern societies this actually takes place.

It is worth noting that the elaboration of intellectual strata in concrete reality does not take place on the terrain of abstract democracy but in accordance with very concrete traditional historical processes. Strata have grown up which traditionaly "produce" intellectuals and these strata coincide with those which have specialised in "saving", i.e. the petty and middle landed bourgeoisie and certain strata of the petty and middle urban bourgeoisie. The varying distribution of different types of school (classical and professional)10 10. The Italian school system above compulsory level is based on a division between academic ("clasical" and "scientifc") education and vocational training for professional purposes. Technical and, at the academic level, "scientific" colleges tend to be concentrated in the Northern industrial areas. over the "economic" territory and the varying aspirations of different categories within these strata determine, or give form to, the production of various branches of intellectual specialisation. Thus in Italy the rural bourgeoisie produces in particular state functionaries and professional people, whereas the urban bourgeoisie produces technicians for industry. Consequently it is largely northern Italy which produces technicians and the South which produces functionaries and professional men.

The relationship between the intellectuals and the world of production is not as direct as it is with the fundamental social groups but is, in varying degrees, "mediated" by the whole fabric of society and by the complex of superstructures, of which the intellectuals are, precisely, the "functionaries". It should be possible both to measure the "organic quality" [organicita] of the various intellectual strata and their degree of connection with a fundamental social group, and to establish a gradation of their functions and of the superstructures from the bottom to the top (from the structural base upwards). What we can do, for the moment, is to fix two major superstructural "levels" : the one that can be called "civil society", that is the ensemble of organisms commonly called "private", and that of "political society" or "the State". These two levels correspond on the one hand to the function of "hegemony" which the dominant group exercises throughout society and on the other hand to that of "direct domination" or command exercised through the State and "juridical" government. The functions in question are precisely organisational and connective. The intel­lectuals are the dominant group's "deputies" exercising the sub­altern functions of social hegemony and political government. These comprise:

1. The "spontaneous" consent given by the great masses of the population to the general direction imposed on social life by the dominant fundamental group; this consent is "historically" caused by the prestige (and consequent confidence) which the dominant group enjoys because of its position and function in the world of production.

2. The apparatus of state coercive power which "legally" enforces discipline on those groups who do not "consent" either actively or passively. This apparatus is, however, constituted for the whole of society in anticipation of moments of crisis of command and direction when spontaneous consent has failed.

11. "funzionari": in Italian usage the word is applied to the middle and higher echelons of the bureaucracy. Conversely "administrators" ("amministratori") is used here (end of paragraph) to mean people who merely "administer" the decisions of others. The phrase "non-executive work" is a translation of "[impiego] di ordine e non di concello" which refers to distinctions within clerical work. * Here again military organisation offers a model of complex gradations between subaltern officers, senior officers and general staff, not to mention the NCO's, whose importance is greater than is generally admitted. It is worth observing that all these parts feel a solidarity and indeed that it is the lower strata that display the most blatant esprit de corps, from which they derive a certain "conceit"12 which is apt to lay them open to jokes and witticisms.

12. "boria". This is a reference to an idea of Vico.

This way of posing the problem has as a result a considerable extension of the concept of intellectual, but it is the only way which enables one to reach a concrete approximation of reality. It also clashes with preconceptions of caste. The function of organising social hegemony and state domination certainly gives rise to a particular division of labour and therefore to a whole hierarchy of qualifications in some of which there is no apparent attribution of directive or organisational functions. For example, in the apparatus of social and state direction there exist a whole series of jobs of a manual and instrumental character (non-executive work, agents rather than officials or functionaries).11 It is obvious that such a distinction has to be made just as it is obvious that other distinctions have to be made as well. Indeed, intellectual activity must also be distinguished in terms of its intrinsic characteristics, according to levels which in moments of extreme opposition represent a real qualitative difference-at the highest level would be the creators of the various sciences, philosophy, art, etc., at the lowest the most humble "administrators" and divulgators ofpre-existing, traditional, accumulated intellectual wealth.*

13. The notion ofthe "unproductive labourer" is not in fact an invention of Loria's but has its origins in Marx's definitions of productive and unproductive labour in Capital, which Loria, in his characteristic way, both vulgarised and claimed as his own discovery.

In the modern world the category of intellectuals, understood in this sense, has undergone an unprecedented expansion. The democratic-bureaucratic system has given rise to a great mass of functions which are not all justified by the social necessities of production, though they are justified by the political necessities of the dominant fundamental group. Hence Loria's13 conception of the unproductive "worker" (but unproductive in relation to whom and to what mode of production?) , a conception which could in part be justified if one takes account of the fact that these masses exploit their position to take for themselves a large cut out of the national income. Mass formation has standardised individuals both psychologically and in terms of individual qualification and has produced the same phenomena as with other standardised masses: competition which makes necessary organisations for the defence of professions, unemployment, over-production in the schools, emigra­ tion, etc.

 
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